-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VUxGaHUi+U6cevXS7UW4kE4KV+qOJNjj9pr90JErC/RMwUY8LuXm2a79KVY5JJQR zRM/n5Xd/+Z/KZqd+EdILQ== 0000888002-07-000537.txt : 20070307 0000888002-07-000537.hdr.sgml : 20070307 20070307170845 ACCESSION NUMBER: 0000888002-07-000537 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 15 FILED AS OF DATE: 20070307 DATE AS OF CHANGE: 20070307 GROUP MEMBERS: ACMC, INC. GROUP MEMBERS: AXA GROUP MEMBERS: AXA ASSURANCES I.A.R.D. MUTUELLE GROUP MEMBERS: AXA ASSURANCES VIE MUTUELLE GROUP MEMBERS: AXA EQUITABLE LIFE INSURANCE COMPANY GROUP MEMBERS: AXA FINANCIAL SERVICES, LLC GROUP MEMBERS: CLAUDE BEBEAR - VOTING TRUSTEE GROUP MEMBERS: DENIS DUVERNE - VOTING TRUSTEE GROUP MEMBERS: ECMC, LLC GROUP MEMBERS: EQUITABLE HOLDINGS, LLC GROUP MEMBERS: HENRI DE CASTRIES - VOTING TRUSTEE GROUP MEMBERS: MONY HOLDINGS, LLC GROUP MEMBERS: MONY LIFE INSURANCE COMPANY GROUP MEMBERS: MONY LIFE INSURANCE COMPANY OF AMERICA SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN HOLDING L.P. CENTRAL INDEX KEY: 0000825313 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133434400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42546 FILM NUMBER: 07678526 BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT HOLDING LP DATE OF NAME CHANGE: 19991101 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 19961231 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AXA FINANCIAL INC CENTRAL INDEX KEY: 0000888002 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 133623351 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 2125541234 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: EQUITABLE COMPANIES INC DATE OF NAME CHANGE: 19950721 SC 13D/A 1 y032007abhldinglp13dza.txt 1 y032007abhldinglp13dza.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12) ALLIANCEBERNSTEIN HOLDING L.P. (f/k/a Alliance Capital Management Holding L.P.) (Name of Issuer) Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests (Title of Class of Securities) 01855A101 (CUSIP Number) Alvin H. Fenichel Senior Vice President and Controller AXA Financial, Inc. 1290 Avenue of the Americas New York, New York 10104 (212) 314-4094 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) With a copy to: George Stansfield, General Counsel AXA, 25, avenue Matignon 75008 Paris, France 011-331-40-75-72-75 February 23, 2007 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) SCHEDULE 13D CUSIP No. 01855A101 Page 2 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA 98-0342809 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) [ ]% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC, CO - -------------------------------------------------------------------------------- 2 SCHEDULE 13D CUSIP No. 01855A101 Page 3 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Assurances I.A.R.D. Mutuelle - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC - -------------------------------------------------------------------------------- 3 SCHEDULE 13D CUSIP No. 01855A101 Page 4 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Assurances Vie Mutuelle - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC - -------------------------------------------------------------------------------- 4 SCHEDULE 13D CUSIP No. 01855A101 Page 5 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Claude Bebear, as AXA Voting Trustee - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 5 SCHEDULE 13D CUSIP No. 01855A101 Page 6 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Henri de Castries, as AXA Voting Trustee - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 6 SCHEDULE 13D CUSIP No. 01855A101 Page 7 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Denis Duverne, as AXA Voting Trustee - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 7 SCHEDULE 13D CUSIP No. 01855A101 Page 8 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Financial, Inc. 13-3623351 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,444,356 - See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 1,444,356 - See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC,CO - -------------------------------------------------------------------------------- 8 SCHEDULE 13D CUSIP No. 01855A101 Page 9 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Financial Services, LLC 52-2197822 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,444,356 - See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 1,444,356 - See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7% - See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC,OO - -------------------------------------------------------------------------------- 9 SCHEDULE 13D CUSIP No. 01855A101 Page 10 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Equitable Life Insurance Company 13-5570651 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,444,356 - See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 1,444,356 - See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7% - See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC,CO - -------------------------------------------------------------------------------- 10 SCHEDULE 13D CUSIP No. 01855A101 Page 11 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Equitable Holdings, LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 722,178 - See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 722,178 - See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 722,178 - See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7% - See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC,OO - -------------------------------------------------------------------------------- 11 SCHEDULE 13D CUSIP No. 01855A101 Page 12 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) ACMC, Inc. 13-2677213 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 722,178 - See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 722,178 - See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 722,178 - See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7% - See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- 12 SCHEDULE 13D CUSIP No. 01855A101 Page 13 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) ECMC, LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 722,178 - See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 722,178 - See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 722,178 - See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7% - See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) OO - -------------------------------------------------------------------------------- 13 SCHEDULE 13D CUSIP No. 01855A101 Page 14 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) MONY Holdings, LLC 13-3976138 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC, 00 - -------------------------------------------------------------------------------- 14 SCHEDULE 13D CUSIP No. 01855A101 Page 15 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) MONY Life Insurance Company 13-1632487 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC, CO - -------------------------------------------------------------------------------- 15 SCHEDULE 13D CUSIP No. 01855A101 Page 16 of 44 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) MONY Life Insurance Company of America 86-0222062 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Arizona - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC, CO - -------------------------------------------------------------------------------- 16 Page 17 of 44 Pages This Amendment No. 12 amends the Statement on Schedule 13D ("Schedule 13D") initially filed on August 4, 1992 with the Securities and Exchange Commission by AXA, Midi Participations, Finaxa, the Mutuelles AXA (as herein defined) and the Trustees of a Voting Trust (established pursuant to the Voting Trust Agreement dated as of May 12, 1992 (the "Original Voting Trust Agreement")), as amended by Amendment No. 1 to the Schedule 13D filed on July 29, 1993 ("Amendment No. 1"), Amendment No. 2 to the Schedule 13D filed on September 14, 1994 ("Amendment No. 2"), Amendment No. 3 to the Schedule 13D filed on October 22, 1996 ("Amendment No. 3"), Amendment No. 4 to the Schedule 13D filed on July 11, 1997 ("Amendment No. 4"), Amendment No. 5 to the Schedule 13D filed on September 4, 1997 ("Amendment No. 5"), Amendment No. 6 to the Schedule 13D filed on April 9, 1999 ("Amendment No. 6"), Amendment No. 7 to the Schedule 13D filed on November 4, 1999 ("Amendment No. 7"), Amendment No. 8 to the Schedule 13D filed on June 23, 2000 ("Amendment No. 8"), Amendment No. 9 to the Schedule 13D filed on November 27, 2002 ("Amendment No. 9"), and Amendment No. 10 to the Schedule 13D filed on March 9, 2004 ("Amendment No. 10"), and Amendment No. 11 to the Schedule 13D filed on December 22, 2004, each of which was filed by AXA, Midi Participations (except as to Amendment Nos. 3, 4, 5, 6, 7, 8, 9, 10 and 11), Finaxa, the Mutuelles AXA, the Trustees, AXA Financial, Inc. (formerly known as The Equitable Companies Incorporated)("AXF"), AXA Equitable Life Insurance Company (f/k/a The Equitable Life Assurance Society of the United States) ("AXA Equitable"), Equitable Holding Corporation (which was merged in 1997 into Equitable Holdings, LLC), Equitable Investment Corporation (which was merged in November 1999 into Equitable Holdings, LLC), ACMC, Inc. and ECMC, LLC (successor by merger to Equitable Capital Management Corporation), which Schedule 13D relates to Units representing assignments of beneficial ownership of limited partnership interests of AllianceBernstein Holding L.P. (formerly known as Alliance Capital Management Holding L.P.), a Delaware limited partnership ("AB Holding"). ITEM 2. IDENTITY AND BACKGROUND Item 2 of the Schedule 13D is hereby amended and restated in its entirety as follows. This statement is being filed by (i) AXA, a company organized under the laws of France, (ii) AXA Assurances I.A.R.D. Mutuelle and AXA Assurances Vie Mutuelle, two mutual insurance companies organized under the laws of France (the "Mutuelles AXA"), (iii) Claude Bebear (Chairman of the Supervisory Board of AXA), Henri de Castries (Chairman of the Management Board of AXA) and Denis Duverne (member of the Management Board of AXA), as Trustees (the "Trustees") of a Voting Trust (the "Voting Trust") established pursuant to the Original Voting Trust Agreement and currently governed by an Amended and Restated Voting Trust Agreement dated as of May 12, 2002, by and among AXA and the Trustees (the "Amended Voting Trust Agreement" and, together with the Original Voting Trust Agreement, the "Voting Trust Agreement"), (iv) AXF ,a Delaware corporation ("AXF"), (v) AXA Financial Services, LLC (formerly known as AXA Client Solutions, LLC), a Delaware limited liability company whose sole member is AXF ("AXFS"), (vi) AXA Equitable, a New York stock life insurance company, (vii) Equitable Holdings, LLC ("EHLLC") (Equitable Investment Corporation merged into EHLLC in November 1999), a New York limited liability company whose sole member is AXA Equitable, (viii) ACMC, Inc., a Delaware corporation ("ACMC"), (ix) ECMC, LLC ("ECMC"), a Delaware limited liability company whose sole member is Equitable Holdings, LLC and which is the successor by merger to Equitable Capital Management Corporation, (x) MONY Holdings, LLC a Delaware limited liability company whose sole member is AXF ("MONY Holdings"), (xi) MONY Life Insurance Company, a New York stock life insurance company ("MONY Life"), and (xii) MONY Life Insurance Company of America, an Arizona stock life insurance company ("MLOA"). AXA, the Mutuelles AXA, the Trustees, AXF, AXFS, AXA Equitable, EHLLC, ACMC, ECMC, MONY Holdings, MONY Life and MLOA are hereinafter collectively referred to as the "Reporting Persons." AXA. AXA is a holding company for an international group of insurance and related financial service companies. The address of AXA's principal business and office is 25, avenue Matignon, 75008 Paris, France. As of February 28, 2006, the Mutuelles AXA, directly beneficially owned 14.3% of AXA's ordinary shares (representing 23.3% of the voting power). In addition, as of February 28, 2006, 1.7% of the ordinary shares of AXA without the power to vote were owned by certain subsidiaries of AXA. Finaxa. Finaxa was a holding company, which was majority owned by the Mutuelles AXA. Finaxa was merged into AXA as of December 16, 2005. The Mutuelles AXA. The Mutuelles AXA are AXA Assurances I.A.R.D. Mutuelle and AXA Assurances Vie Mutuelle. AXA Courtage Assurance Mutuelle was merged into AXA Assurances I.A.R.D Mutuelle as of December 31, 2006. Each of the Mutuelles AXA is a mutual insurance company organized under the laws of France. The address of each of the Mutuelles AXA's principal business and office is as follows: 26, rue Drouot, 75009 Paris, France. The Trustees. In order to ensure, for insurance regulatory purposes, that certain indirect minority shareholders of AXA are not able to exercise control over AXF and certain of its insurance subsidiaries, AXA has agreed pursuant to the Voting Trust Agreement to deposit in the Voting Trust the shares 17 Page 18 of 44 Pages of capital stock of AXF having voting powers beneficially owned by AXA and certain of its affiliates. AXA or any such affiliate depositing capital stock in the Voting Trust will remain the beneficial owner of all capital stock deposited by it in the Voting Trust, but during the term of the Voting Trust the Trustees will exercise all voting rights with respect to such capital stock. Additional information relating to the Voting Trust Agreement is set forth in the Schedule 13D filed by AXA with respect to its ownership of the capital stock of AXF. Information with respect to all of the Trustees is set forth on Exhibit 1 hereto since the Trustees are members of the Supervisory or Management Board of AXA. AXF and Subsidiaries. AXF is a holding company. As of February 23, 2007, 100% of the outstanding shares of common stock of AXF were beneficially owned indirectly by AXA. AXF and its subsidiaries (including AXA Equitable, MONY Life and MLOA, each an indirect wholly-owned subsidiary) provide diversified financial services to a broad spectrum of financial advisory, insurance and investment management customers. AXFS, whose sole member is AXF, wholly owns AXA Equitable, which in turn wholly owns ACMC. EHLLC, whose sole member is AXA Equitable, is the sole member of ECMC. MONY Holdings, whose sole member is AXF, wholly owns MONY Life, which in turn wholly owns MLOA. ECMC, ACMC, EHLLC, MONY Holdings, AXFS and AXF are holding companies. The address of the principal business and principal office of AXF, AXFS, AXA Equitable, EHLLC, ACMC, ECMC, MONY Holdings, MONY Life, and MLOA is 1290 Avenue of the Americas, New York, New York 10104. The (i) name, (ii) residence or business address, (iii) present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted and (iv) citizenship of each of the executive officers and directors of each of the Reporting Persons are set forth on Exhibits 1 through 11 and 20 through 22 hereto. None of the Reporting Persons nor, to the knowledge of any Reporting Person, any natural person named in Exhibits 1 through 11 and 20 through 22 hereto has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of which any such Reporting Person or person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Item 3 of the Schedule 13D is hereby amended by inserting the following paragraph at the end thereof. The source of funds for the purchase on February 23, 2007 of 8,160,000 units of limited partnership interests ("AB Capital Units") of AllianceBernstein L.P. (formerly known as Alliance Capital Management L.P.) reported by the Reporting Persons was working capital of AXF and a floating rate note issued by AXA. See response to Item 4 for a summary of the February 23, 2007 transaction pursuant to which 8,160,000 AB Capital Units were purchased by AXF. 18 Page 19 of 44 Pages ITEM 4. PURPOSE OF TRANSACTION Item 4 of the Schedule 13D is hereby amended by inserting the following paragraph at the end thereof. On February 8, 2007, SCB and SCB Partners, Inc. delivered a notice to AXF stating that it was exercising its right to sell 8,160,000 AB Units to AXA Financial (or its designee) under the Purchase Agreement. The purchase price for the AB Capital Units was $91.385 per AB Capital Unit, which is, as provided in the Purchase Agreement, the average of the closing prices of a unit ("Unit") representing assignment of beneficial ownership of AB Holding as quoted on the New York Stock Exchange composite tape for the ten trading days ending on February 15, 2007, the fifth trading day following the February 8, 2007 exercise date. The settlement of the sale by SCB Partners Inc. of 8,160,000 AB Capital units in the aggregate to AXF took place on February 23, 2007. Except as set forth in this statement, none of the Reporting Persons has any plans or proposals described in Item 4(a)-(j) of Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Items 5(a), (b) and (c) are hereby amended and restated in their entirety as set forth below. (a) & (b) At the close of business on February 23, 2007: AXF did not beneficially own directly any Units and beneficially owned directly 40,860,754 AB Capital Units representing approximately 15.8% of the AB Capital Units outstanding; AXA Equitable beneficially owned directly 100,000 Units representing approximately 0.01% of the units outstanding,and beneficially owned directly 8,165,204 AB Capital Units representing approximately 3.1% of the AB Capital Units outstanding; ACMC beneficially owned directly 722,178 Units representing approximately 0.8% of the Units outstanding and 66,220,822 AB Capital Units representing approximately 25.5% of the AB Capital Units outstanding; ECMC beneficially owned directly 722,178 Units representing approximately 0.8% of the Units outstanding and 40,880,637 AB Capital Units representing approximately 15.8% of the AB Capital Units outstanding; MONY Life did not beneficially own directly any Units and beneficially owned directly 4,389,192 AB Capital Units representing approximately 1.7% of the AB Capital Units outstanding; and MLOA did not beneficially own directly any Units and beneficially owned directly 1,225,000 AB Capital Units representing approximately 0.5% of the AB Capital Units outstanding. AXF, AXA Equitable, ACMC, ECMC, MONY Life and MLOA have the sole power to vote or direct the vote and the sole power to dispose or direct the disposition of each of their respective Units and AB Capital Units. By reason of its ownership interest in ECMC, EHLLC may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to the 722,178 Units owned by ECMC, representing approximately 0.8% of the Units outstanding, and the 40,880,637 AB Capital Units owned by ECMC representing approximately 15.8% of the AB Capital Units outstanding. By reason of its ownership interest in ACMC and ECMC, AXA Equitable may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 722,178 Units owned by ACMC and the 722,178 Units owned by ECMC, which together represent approximately 1.7% of the Units outstanding, and the 66,220,822 AB Capital Units owned by ACMC and the 40,880,637 AB Capital Units owned by ECMC, which, together with the 8,165,204 AB Capital Units owned directly by AXA Equitable, represent 44.4% of the AB Capital Units outstanding. By reason of its ownership interest in ACMC, ECMC and AXA Equitable, AXFS may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 722,178 Units owned by ACMC and the 722,178 Units owned by ECMC, together representing approximately 1.7% of the Units outstanding, and the 66,220,822 AB Capital Units owned by ACMC, the 40,880,637 AB Capital Units owned by ECMC, and the 8,165,204 AB Capital Units owned directly by AXA Equitable, which represent approximately 44.4% of the AB Capital Units outstanding. By reason of its ownership interest in MLOA, MONY Life may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 1,225,000 AB Capital Units owned by MLOA, which, together with the 4,389,192 AB Capital Units owned directly by MONY Life, represent approximately 2.2% of the AB Capital Units outstanding. By reason of its ownership interest in MLOA and MONY Life, MONY Holdings may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 1,225,000 AB Capital Units owned by MLOA and the 4,389,192 AB Capital Units owned directly by MONY Life, which represent approximately 2.2% of the AB Capital Units outstanding. By reason of its ownership interest in ACMC, ECMC, AXA Equitable, MLOA and MONY Life, AXF may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 722,178 Units owned by ACMC and the 722,178 Units owned by ECMC, together representing approximately 1.7% of the Units outstanding, and the 66,220,822 AB Capital Units owned by ACMC, the 40,880,637 AB Capital Units owned by ECMC, the 8,165,204 AB Capital Units owned directly by AXA Equitable, the 1,225,000 AB Capital Units owned by MLOA, and the 4,389,192 AB Capital Units owned directly by MONY Life, which, together with the 40,860,754 AB Capital Units owned directly by AXF, represent approximately 62.4% of the AB Capital Units outstanding. (This excludes Units acquired by the Reporting Persons and their affiliates solely for investment purposes on behalf of client discretionary accounts.) 19 Page 20 of 44 Pages AXA, by virtue of its indirect ownership of 100% of the outstanding shares of common stock of AXF, may be deemed to beneficially own all of the Units and AB Capital Units owned indirectly by AXF. By reason of the Voting Trust Agreement, the Trustees may also be deemed to be beneficial owners of such Units and AB Capital Units. In addition, the Mutuelles AXA, as a group, may be deemed to be beneficial owners of such Units and AB Capital Units. Each of AXA, the Mutuelles AXA and the Trustees expressly declares that the filing of this Schedule 13D shall not be construed as an admission that it is, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owner of such Units or AB Capital Units. AXA, by reason of its relationship with AXF, may be deemed to share the power to vote or direct the vote and to dispose or direct the disposition of all of the Units and AB Capital Units beneficially owned by AXF. By reason of the Voting Trust arrangement, the Trustees may be deemed and, by reason of their relationship with AXA and the Mutuelles AXA, as a group, to share the power to vote or to direct the vote and to dispose or to direct the disposition of all the Units and AB Capital Units beneficially owned by AXF. To the knowledge of the Reporting Persons, the following directors and executive officers of the Reporting Persons listed in Exhibits 1 through 11 and 20 through 22 hereto beneficially own the following number of outstanding Units and AB Capital Units and options or other rights to acquire Units presently or within 60 days: Henri de Castries 2,000 Units Christopher M. Condron 20,000 Units Denis Duverne 2,000 Units Gerald M. Lieberman 120,259 Units (includes 72,000 Units Mr. Lieberman can acquire within 60 days under AllianceBernstein Option Plans) and 92,834 AB Capital Units. Lorie A. Slutsky 16,750 Units (includes 14,217 Units which Ms. Slutsky may acquire within 60 days under AllianceBernstein Option Plans) Peter J. Tobin 30,590 Units (represents 29,467 Units which Mr. Tobin may acquire within 60 days under AllianceBernstein Option Plans) Other than as described above and in Item 4 above, none of the Reporting Persons beneficially owns any Units or AB Capital Units or options or other rights to acquire Units or AB Capital Units presently or within 60 days and, to the knowledge of the Reporting Persons, none of the natural persons listed in Exhibits 1 through 11 and 20 through 22 hereto beneficially owns any Units or options and other rights to acquire Units within 60 days. (c) Other than as described in Item 4 above, during the 60 days preceding the filing of this Amendment, no transactions in Units or AB Units were made by the Reporting Persons, or, to the knowledge of the Reporting Persons, any natural person named in Exhibits 1 through 11 and 20 through 22 hereto except: On February 8, 2007, Gerald M. Lieberman notionally invested a portion of his 2006 award under an employee deferred compensation plan in Units. In so doing, he may be deemed to have acquired 16,685 Units at $90.65 per unit. The award vests (restrictions lapse) in equal annual increments on each of December 1, 2007, 2008, 2009, and 2010. 20 Page 21 of 44 Pages ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER See response to Item 4 for a summary of the 02/08/07 Exercise Notice and the 02/23/07 Settlement Notice. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit 1 Information with respect to Members of the Management Board, Supervisory Board and Executive Officers of AXA Exhibit 2 Intentionally omitted since Finaxa merged with AXA Exhibit 3 Information with respect to Executive Officers of AXA Assurances I.A.R.D. Mutuelle and Members of AXA Assurances I.A.R.D. Mutuelle's Conseil d'Administration Exhibit 4 Information with respect to Executive Officers of AXA Assurances Vie Mutuelle and Members of AXA Assurances Vie Mutuelle's Conseil d'Administration Exhibit 5 Intentionally omitted since AXA Courtage Assurance Mutuelle has merged with AXA Assurances I.A.R.D. Mutuelle Exhibit 6 Intentionally omitted since AXA Conseil Vie Assurance Mutuelle has merged into AXA Assurances Vie Mutuelle Exhibit 7 Information with respect to the Executive Officers and Directors of AXA Financial, Inc. (which is the sole member of AXA Financial Services, LLC) Exhibit 8 Information with respect to the Executive Officers and Directors of AXA Equitable Life Insurance Company (which is the sole member of Equitable Holdings, LLC) Exhibit 9 Intentionally omitted since Equitable Holding Corporation has merged into Equitable Holdings, LLC, whose sole member is AXA Equitable Life Insurance Company Exhibit 10 Intentionally omitted since Equitable Investment Corporation has merged into Equitable Holdings, LLC, whose sole member is AXA Equitable Life Insurance Company Exhibit 11 Information with respect to the Executive Officers and Directors of ACMC, Inc. Exhibit 12 Intentionally omitted since Equitable Capital Management Corporation has merged into ECMC, LLC, whose sole member is Equitable Holdings, LLC 21 Page 22 of 44 Pages Exhibit 13 Filing Agreement with respect to the Schedule 13D among the Reporting Persons (incorporated by reference to Exhibit 17 of the Schedule 13D filed on August 4, 1992) Exhibit 14 Amended and Restated Voting Trust Agreement, dated as of May 12, 2002 (incorporated by reference to Exhibit 15 filed with Amendment No. 9 to Schedule 13D filed on November 27, 2002) Exhibit 15 Purchase Agreement, dated as of June 20, 2000, between AXF, Alliance Capital and SCB (incorporated by reference to Exhibit 22 filed with Amendment No. 8 to Schedule 13D filed on June 23, 2000) Exhibit 16 Powers of Attorney for the Voting Trustees, dated July 5, 2002 with respect to Claude Bebear and Henri de Castries (incorporated by reference to Exhibit 19 filed with Amendment No. 9 to the Schedule 13D filed on November 27, 2002) Exhibit 17 Powers of Attorney with respect to AXA, Finaxa and the Mutuelles AXA (incorporated by reference to Exhibit 11 to the Schedule 13D filed with the Securities and Exchange Commission on June 30, 2000 with respect to the AB Capital Units) Exhibit 18 Exercise Notice, dated February 8, 2007, pursuant to Section 2.4.1 of the Purchase Agreement Exhibit 19 Settlement Notice, dated February 23, 2007, pursuant to Sections 2.1 and 2.4.2 of the Purchase Agreement Exhibit 20 Information with respect to the Executive Officers and Directors of MONY Life Insurance Company Exhibit 21 Information with respect to the Executive Officers and Directors of MONY Life Insurance Company of America Exhibit 22 Information with respect to the Executive Officers of MONY Holdings, LLC Exhibit 23 Power of Attorney for the Voting Trustee, Denis Duverne, dated March 5, 2007 22 Page 23 of 44 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 7, 2007 AXA AXA ASSURANCES I.A.R.D. MUTUELLE AXA ASSURANCES VIE MUTUELLE CLAUDE BEBEAR, HENRI DE CASTRIES AND DENIS DUVERNE, AS AXA VOTING TRUSTEES UNDER THE VOTING TRUST AGREEMENT By /s/ Alvin H. Fenichel ----------------------------------------- Signature Alvin H. Fenichel, Attorney-in-Fact ----------------------------------------- Name/Title After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 7, 2007 AXA FINANCIAL, INC. By: /s/ Alvin H. Fenichel -------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller 23 Page 24 of 44 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 7, 2007 AXA FINANCIAL SERVICES, LLC By: /s/ Alvin H. Fenichel --------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 7, 2007 AXA EQUITABLE LIFE INSURANCE COMPANY By: /s/ Alvin H. Fenichel -------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 7, 2007 EQUITABLE HOLDINGS, LLC By /s/Alvin H. Fenichel ------------------------------------------- Name: Alvin H. Fenichel Title: Authorized Signatory After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 7, 2007 ACMC, INC. By /s/Kevin R. Byrne ------------------------------------------- Name: Kevin R. Byrne Title: Senior Vice President and Chief Financial Officer After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 7, 2007 ECMC, LLC By /s/Alvin H. Fenichel ------------------------------------------- Name: Alvin H. Fenichel Title: Authorized Signatory After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 7, 2007 MONY LIFE INSURANCE COMPANY By /s/Alvin H. Fenichel ------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 7, 2007 MONY LIFE INSURANCE COMPANY OF AMERICA By /s/Alvin H. Fenichel ------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 7, 2007 MONY HOLDINGS, LLC By /s/Alvin H. Fenichel ------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller 24 EX-99 2 y032007abhldinglp99w01.txt EXHIBIT 1 2 y032007abhldinglp99w01.txt Page 25 of 44 Pages Exhibit 1 MEMBERS OF THE MANAGEMENT BOARD, THE SUPERVISORY BOARD AND THE EXECUTIVE OFFICERS OF AXA The names of the Members of the Management Board, the Supervisory Board and the Executive Officers of AXA and their business addresses and principal occupations are set forth below. If no address is given, the Member's business address is that of AXA at 25, avenue Matignon, 75008 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA and each individual is a citizen of the Republic of France. Members of the Management Board Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Henri de Castries Chairman of the Management Board; Chief Executive Officer of AXA; Chairman of the Board, AXA Financial, Inc. Alfred Bouchaert Member of the Management Board (in charge of Northern, Central, and Eastern Europe Region) Claude Brunet Member of the Management Board (in charge of Transversal Operations, Communications and Human Resources) Christopher Condron(1) Member of the Management Board (in charge of United States activities) and Executive Officer; President and Chief Executive Officer, AXA Financial, Inc.; Chairman, President and CEO, AXA Equitable Denis Duverne Member of the Management Board (in charge of Finance, Control and Strategy) Francois Pierson Member of the Management Board (in charge AXA France Assurance of Insurance in France, Large Risks, AXA Tour AXA Assistance Activities and AXA Canada) and 1 Place des Saisons Executive Officer; Chairman, AXA France 92400 Courbevoie France Assurance; Chairman and CEO,Mutuelles AXA; Executive Officer, AXA Conseil I.A.R.D. - -------- (1) Citizen of the United States of America 25 Page 26 of 44 Pages Members of the Supervisory Board Name, Business Address Present Principal Occupation - ----------------------- ---------------------------- Claude Bebear Chairman of the Supervisory Board; Director or Member of the Supervisory Board of AXA Financial, BNP Paribas, Vivendi Universal and Mutuelles AXA. Jean-Rene Fourtou Vice Chairman of the Supervisory Board; Chairman Vivendi Universal of the Supervisory Board of Vivendi Universal 42 avenue de Friedland (global media and communications company); 75008 Paris Chairman of the Supervisory Board of Groupe Canal+ Leo Apotheker President, Customer Solutions & Operations, SAP Member of the Executive Committee of SAP AG; 141, bd Haussmann Director of SAP America, Inc. (United States), 75008 Paris SAP Global Marketing Inc. (United States), SAP Asia Pte. Ltd. (Singapore), SAP JAPAN Co. Ltd. (Japan), SAP FRANCE S.A., S.A.P. ITALIA Sistemi, applicazioni, prodotti in data processing s.p.a. (Italy); SAP Hellas "Systems Application and Data Processing S.A." (Greece), SAP (Beijing) Software System Co. Ltd. (China) and Ginger SA. David Dautresme Senior Advisor, Lazard Freres; Managing Partner of Lazard Freres DD Finance; Chairman of the Supervisory Board of 121, bd Haussmann Club Mediterranee; Director or Member of the 75008 Paris Supervisory Board of Casino and Fimalac; Non-voting member of the Board of Eurazeo Jacques de Chateauvieux Chairman and CEO of BOURBON, BOURBON Chairman of the Board of Directors of SAPMER S.A., 33, rue du Louvre Cbo Territoria, JACCAR SAS; Director of Vindemia 75002 Paris SAS, Happy World Foods, Ltd. Norbert Dentressangle Chairman of the Board and Chief Executive Officer of Financiere Norbert Dentressangle Anthony Hamilton(2) Chairman, AXA UK plc and AXA Equity and Law (UK) AXA UK plc 5 Old Broad Street London EC2N 1AD UK Henri Hottinguer(3) Chairman and CEO Sofibus; Senior Chief Officer of Financiere Hottinguer Paris Financiere Hottinguer; Chairman of the 43, rue Taitbout Supervisory Board, Credit Suisse Hottinguer and 75009 PARIS Emba NV (Netherlands); Vice Chairman, Gaspee (Switzerland); Chairman of the Board of Directors, Hottinguer Capital Corp. (US); SEVP and member of the Board of Directors, Intercom Henri Lachmann Chairman and Chief Executive Officer, Schneider SCHNEIDER Electric Electric (electric equipment) 43-45, Bld Franklin Roosevelt 92504 Rueil Malmaison Gerard Mestrallet Chairman and Chief Executive Officer, Suez; Suez Chairman of Suez-Tractebel (Belgium) and 16 rue de le Ville l'Eveque Hisusa (Spain); Vice Chairman Sociedad General de 75008 PARIS Aguas de Barcelona (Spain) - -------- (2) Citizen of United Kingdom (3) Citizen of Switzerland Michel Pebereau Chairman of BNP Paribas (banking) BNP Paribas 3 Rue d'Antin 75002 PARIS Dominique Beiniche Chairman Europe of the Coca-Cola Company Coca Cola Enterprise Groupe Europe 27 rue Camille Desmoulino 92784 Issy-IES Moulineaux Cedex 9 Ezra Suleiman (5) Professor of Politics and Chair of the Committee Princeton University for European Studies, Princeton University; Princeton, NJ 08544 Associate Professor, Institut d'Etudes Politiques, Paris Jasque Tabourot Representing the employees-shareholders AXA 25, Avenue Matignon 75008 Paris - -------- (4) (Intentionally deleted) (5) Citizen of the United States of America 26 Page 27 of 44 Pages Executive Officers Name, Business Address Present Principal Occupation - ----------------------- ---------------------------- Jean-Raymond Abat Chairman of AXA Seguros (Spain) and Head of Mediterranean Region Alfred Bouckaert Managing Director of AXA Belgium (Belgium) AXA Royale Belte and head of the Northern Europe region 25 Boulevard du Souverain B-1170 Bruxelles Belgium Claude Brunet Member of the Management Board (in charge of Transversal Operations and Projects, Human Resources, Cummunication and Brand) Henri de Castries Chairman of the Management Board Christopher Condron(6) Member of the Management Board; President and AXA Financial Chief Executive Officer, AXA Financial, Inc.; 1290 Avenue of the Americas Chairman, President and CEO, AXA Equitable New York, NY 10104 Philippe Donnet Chief Executive Officer, AXA (Japan); AXA Assicurazioni President of the Board of Directors of AXA RE Via Giacomo Leopardi, 15 20123 Milano Italy Denis Duverne Member of the Management Board Board in charge of Finance, Control and Strategy Hans Peter Gerhardt Chief Executive Officer of AXA RE Dennis Holt(7) Chief Executive Officer of AXA UK AXA UK (United Kingdom) 107 Cheapside ECV2 6DU London Gerald Lieberman (8) President and Chief Operating Officer of AllianceBernstein AllianceBernstein (United States) 1345 Avenue of the Americas NY, NY 10105 Nicolas Moreau Chief Executive Officer, AXA Investment Managers Les Owen(9) Group Chief Executive of AXA Asia Pacific AXA Australia Holdings (Australia), Head of the Asia Pacific 447 Collins Street region (excluding Japan) Melbourne - Victoria 3000 Australia Francois Pierson Member of the Management Board, Chief Executive AXA France Assurance Officer of AXA France, Head of Large Risks, 1 Place des Saisons Assistance and AXA Canada (Canada) 92400 Courbevoie France (6) Citizen of the United States of America (7) Citizen of the United Kingdom (8) Citizen of the United States of America (9) Citizen of the United Kingdom 27 EX-99 3 y032007abhldinglp99w02.txt EXHIBIT 2 3 y032007abhldinglp99w02.txt Page 28 of 44 Pages Exhibit 2 EXECUTIVE OFFICERS AND MEMBERS OF THE CONSEIL D'ADMINISTRATION OF FINAXA Intentionally omitted since Finaxa merged into AXA on December 16, 2005. 28 EX-99 4 y032007abhldinglp99w03.txt EXHIBIT 3 4 y032007abchldinglp99w03.txt Page 29 of 44 Pages Exhibit 3 EXECUTIVE OFFICERS AND MEMBERS OF THE CONSEIL D'ADMINISTRATION OF AXA ASSURANCES I.A.R.D. MUTUELLE The names of the Members of the Conseil d'Administration and of the Executive Officers of AXA Assurances I.A.R.D. Mutuelle and their business addresses and principal occupations are set forth below. If no address is given, the Member's or Executive Officer's business address is that of AXA Assurances I.A.R.D. Mutuelle at 26, rue Drouot, 75009 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA Assurances I.A.R.D. Mutuelle and each individual is a citizen of the Republic of France. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Claude Bebear Chairman of the Supervisory Board, AXA * Henri de Castries Chairman of the Management Board and CEO, AXA AXA 25, avenue Matignon 75008 PARIS * Jean-Pierre Chaffin Representing ASSSE Federation de la Metallurgie CFE-CGC 5, rue de La Bruyere 75009 PARIS * Francis Cordier Retired * Jacques Gobert Lawyer 21 rue Gustave Nadaud 13012 Marseille * Philippe Guerau Chairman; President SAS; Generale SIER Constructeur d'Investissements 129 bld Pinel 69500 Bron * Henri Lachmann Chairman of the Supervisory Board; SCHNEIDER Electric Schneider Electric (electric equipment) 43-45 Bld Franklin Roossevelt BP236 92504 Rueil-Malmaison France Frederic Lucet Senior Adviser LC Group 12 rue Auber 75009 Paris * Octave Manset Communications Manager, BMW France (auto BMW France manufacturer) 75 rue de la Tour 75016 Paris * Alain de Marcellus Manager of Group Financial Services, 10 rue Chomel Cap Gemini Services 75007, Paris Corinne Vitrac Boards Secretary Jacques de Peretti Vice-Chief Executive Officer; Vice-CEO, 88 rue Saint Lazare Mutuelles AXA 75009 Paris Francois Pierson Member of the AXA Management Board AXA France Direction Generale Terrasses 1 313 Terrasses de L'Arche 92727 Nanterre Cedex * Olivier Riche' CEO of Cofitem-Cofimur 47 rue de Verneuil 75007, Paris * Renaud Streichenberger Lawyer Cabinet Brodin Prat 130 rue du Faubourg St. Honore' 75008, Paris * Pierre de Waziers Engineer Societe Gramont 8 rue Sainte Lucie 75015 Paris, FRANCE - ---------- * Member, Conseil d'Administration 29 EX-99 5 y032007abhldinglp99w04.txt EXHIBIT 4 5 y032007abhldinglp99w04.txt Page 30 of 44 Pages Exhibit 4 EXECUTIVE OFFICERS AND MEMBERS OF THE CONSEIL D'ADMINISTRATION OF AXA ASSURANCES VIE MUTUELLE The names of the Members of the Conseil d'Administration and of the Executive Officers of AXA Assurances Vie Mutuelle and their business addresses and principal occupations are set forth below. If no address is given, the Member's or Executive Officer's business address is that of AXA Assurances Vie Mutuelle at 26, rue Drouot, 75009 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA Assurances Vie Mutuelle and each individual is a citizen of the Republic of France. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Claude Bebear Chairman of the Supervisory Board, AXA * Henri de Castries Chairman of the Management Board and CEO, AXA AXA 25, avenue Matignon 75008 PARIS * Jean-Pierre Chaffin representing ASSSE Federation de la Metallurgie CFE-CGC 5, rue de La Bruyere 75009 PARIS Jean-Laurent Granier Vice-Chief Executive Officer; Vice-CEO, AXA France Mutuelles AXA Direction Generale Terrasse 1 313 Terrasies de L'Arche 92727 Nanterre Cedex * Frederic Lucet Senior Adviser LC Group 12 rue Auber 75009 Paris * Jean-Pol Mairiaux Officer AXA France Direction Generale Terrasse 1 313 Terrasses de L'Arche 92727 Nanterre Cedex * Octave Manset Communications Manager, BMW France (auto BMW France manufacturer) 75 rue de la Tour 75016 Paris * Alain de Marcellus Manager of Group Financial Services, 10 rue Chomel Cap Gemini 75007, Paris * Francois Martineau Lawyer 250 bis bld St. Germain 75007, Paris Corinne Vitrac Boards Secretary Dominique Paillet Retired 9 Route de Vienne 38090 Vaulx-Milieu France Francois Pierson Member of the AXA Management Board Direction Generale Terrasse 1 313 Terrasses de L'Arche 92727 Nanterre Cedex * Jean-Claude Puerto Chairman and CEO UCAR UCAR 10 rue Louis Pasteur 92100 Boulogne Billaucourt * Olivier Riche CEO of Cofitem-Cofimur 47 rue de Verneuil 75007, Paris * Pierre de Waziers Engineer Societe Gramont 8 rue Sainte Lucie 75015 Paris, FRANCE - ---------- * Member, Conseil d'Administration 30 EX-99 6 y032007abhldinglp99w05.txt EXHIBIT 5 6 y032007abhldinglp99w05.txt Page 31 of 44 Pages Exhibit 5 EXECUTIVE OFFICERS AND MEMBERS OF THE CONSEIL D'ADMINISTRATION OF AXA COURTAGE ASSURANCE MUTUELLE Intentionally omitted since AXA Courtage Assurance Mutuelle merged with AXA Assurances I.A.R.D. Mutuelle. 31 EX-99 7 y032007abhldinglp99w07.txt EXHIBIT 7 7 y032007abhldinglp99w07.txt Page 32 of 44 Pages Exhibit 7 EXECUTIVE OFFICERS AND DIRECTORS OF AXA FINANCIAL, INC. The names of the Directors and the names and titles of the Executive Officers of AXA Financial, Inc. ("AXF"), which is the sole member of AXA Financial Services, LLC, and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of AXF at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXF and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Bruce W. Calvert Executive Advisor to the Chief Executive 78 Pine Street Officer, AllianceBernstein Corporation New Canaan, CT 06840 * Henri de Castries (1) Chairman of the Board; Chairman of the AXA Management Board and Chief Executive Officer, 25, avenue Matignon AXA; Chairman of the Board of AXA Financial, 75008 Paris, France Inc. * Christopher M. Condron President and Chief Executive Officer; Member of Management Board and Member of the Executive Committee, AXA; Chairman, President and CEO, AXA Equitable * Denis Duverne (1) Member of the Management Board and Chief AXA Financial Officer, AXA 25, avenue Matignon 75008 Paris, France Richard S. Dziadzio Executive Vice President and Chief Financial Officer * Charlynn Goins Chairperson of the Board, 125 Worth St., Suite 519 New York City Health and Hospitals Corporation New York, NY 10013 (public hospital system) * Anthony J. Hamilton(2) Chairman, AXA UK plc (life and plc insurance); 5 Old Broad St. Member of the Supervisory Board, Audit Committee London, England EC2N 1AD and Compensation Committee, AXA 32 Page 33 of 44 Pages Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Nina Henderson Henderson Advisory Consulting (consulting firm) 425 East 86th St. Apt. 12C New York, NY 10028 * James F. Higgins Senior Advisor, Morgan Stanley (financial Morgan Stanley services) Harborside Financial Center Plaza Two, Second Floor Jersey City, NJ 07311 * Scott D. Miller Chief Executive Officer, Six Sigma Academy; 315 East Hopkins Ave Former Vice Chairman, Hyatt Hotels Corporation Aspen, CO 81611 (hospitality) * Joseph H. Moglia Chief Executive Officer, Ameritrade Holding Ameritrade Holding Corporation (online brokerage) Corporation 4211 South 102nd Street Omaha, Nebraska 68127 Richard V. Silver Executive Vice President and General Counsel; Executive Vice President and General Counsel, AXA Equitable * Lorie A. Slutsky President, The New York Community Trust 909 Third Avenue (community foundation) New York, NY 10022 * Ezra Suleiman Professor of Politics, IBM Corwin Hall Professor of International Studies and Princeton, NJ 08544 Director, Program in European Studies, Princeton University (education) * Peter J. Tobin Former Special Assistant to the President, 1 Briarwood Lane St. John's University (education) Denville, NJ 07834 - --------- * Director (1) Citizen of the Republic of France (2) Citizen of the United Kingdom 33 EX-99 8 y032007abhldinglp99w08.txt EXHIBIT 8 8 y032007abhldinglp99w08.txt Page 34 of 44 Pages Exhibit 8 EXECUTIVE OFFICERS AND DIRECTORS OF AXA EQUITABLE LIFE INSURANCE COMPANY The names of the Directors and the names and titles of the Executive Officers of AXA Equitable Life Insurance Company ("AXA Equitable"), which is the sole member of Equitable Holdings, LLC, and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of AXA Equitable at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA Equitable and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Leon B. Billis Executive Vice President and AXA Group Deputy Chief Information Officer Jennifer Blevins Executive Vice President * Bruce W. Calvert Executive Advisor to the Chief Executive 78 Pine Street Officer, AllianceBernstein Corporation New Canaan, CT 06840 * Henri de Castries (1) Chairman of the Management Board and Chief AXA Executive Officer, AXA; Chairman of 25, avenue Matignon the Board, AXA Financial, Inc. 75008 Paris, France * Christopher M. Condron President and Chief Executive Officer; Member of Management Board and Member of the Executive Committee, AXA; Chairman, President and CEO, AXA Equitable * Denis Duverne (1) Member of the Management Board and Chief AXA Financial Officer, AXA 25, avenue Matignon 75008 Paris, France Richard S. Dziadzio Executive Vice President and Chief Financial Officer * Charlynn Goins Chairperson of the Board, 125 Worth St., Suite 519 New York City Health and Hospitals Corporation New York, NY 10013 (public hospital system) * Anthony J. Hamilton(2) Chairman, AXA UK plc (life and plc insurance); 5 Old Broad St. Member of the Supervisory Board, Audit London, England EC2N 1AD Committee and Compensation Committee, AXA 34 Page 35 of 44 Pages Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Nina Henderson Henderson Advisory Consulting (consulting firm) 425 East 86th St. Apt. 12C New York, NY 10028 * James F. Higgins Senior Advisor, Morgan Stanley (financial Morgan Stanley services) Harborside Financial Center Plaza Two, Second Floor Jersey City, NJ 07311 Robert S. Jones, Jr. Executive Vice President, Retail Distribution Andrew McMahon Executive Vice President Kevin Murray Executive Vice President and Chief Information Officer Charles A. Marino Executive Vice President and Chief Actuary * Scott D. Miller Chief Executive Officer, Six Sigma Academy; 315 East Hopkins Ave Former Vice Chairman, Hyatt Hotels Corporation Aspen, CO 81611 (hospitality) * Joseph H. Moglia Chief Executive Officer, Ameritrade Holding Ameritrade Holding Corporation (online brokerage) Corporation 4211 South 102nd Street Omaha, Nebraska 68127 James A. Sherpherdson,III Executive Vice President Richard V. Silver Executive Vice President and General Counsel; Executive Vice President and General Counsel, AXA Financial, Inc. * Lorie A. Slutsky President, The New York Cummunits Trust 909 Third Avenue (community foundation) New York, NY 10022 * Ezra Suleiman Professor of Politics, IBM Corwin Hall Professor of International Studies and Princeton, NJ 08544 Director, Program in European Studies, Princeton University, (education) * Peter J. Tobin Former Special Assistant to the President, 1 Briarwood Lane St. John's University (education) Denville, NJ 07834 - -------- * Director (1) Citizen of the Republic of France (2) Citizen of the United Kingdom 35 EX-99 9 y032007abhldinglp99w11.txt EXHIBIT 11 9 y032007abhldinglp99w11.txt Page 36 of 44 Pages Exhibit 11 EXECUTIVE OFFICERS AND DIRECTORS OF ACMC, INC. The names of the Directors and the names and titles of the Executive Officers of ACMC, Inc. and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of ACMC, Inc. at 1290 Avenue of the Americas, New York, New York, 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to ACMC, Inc. and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Kevin R. Byrne Senior Vice President and Chief Financial Officer; Senior Vice President,Treasurer and Chief Investment Officer, AXA Equitable and AXA Financial, Inc. * Christopher M. Condron Member of Management Board and Executive Officer, AXA; President and CEO, AXA Financial, Inc.; Chairman, President and CEO, AXA Equitable - --------- * Director 36 EX-99 10 y032007abhldinglp99w18.txt EXHIBIT 18 10 y032007abhldinglp99w18.txt Page 37 of 44 Pages Exhibit 18 February 8, 2007 To: AXA Financial, Inc. 1290 Avenue of the Americas New York, New York 10104 Attention: Kevin Byrne Fax: (212) 707-1504 AllianceBernstein L.P. 1345 Avenue of the Americas New York, New York 10105 Attention: Laurence E. Cranch Fax: (212) 969-1334 EXERCISE NOTICE Pursuant to Section 2.4.1 of the Purchase Agreement dated as of June 20, 2000 by and among AllianceBernstein L.P. (formerly called Alliance Capital Management L.P.), AXA Financial, Inc. and Sanford C. Bernstein Inc. relating to the purchase and sale of Limited Partnership Interests of AllianceBernstein L.P. (hereinafter the "Purchase Agreement"), SCB Inc. (formerly called Sanford C. Bernstein Inc.) and SCB Partners Inc. hereby notify you that they are requiring you to purchase 8.16 million Buyer Units, as defined in the Purchase Agreement, at the price specified therein. SCB Partners Inc., a wholly owned subsidiary of SCB Inc., holds record title to these units. Any notices you give under the Purchase Agreement to the undersigned should be sent to Gerald M. Lieberman, c/o AllianceBernstein L.P., 1345 Avenue of the Americas, New York, New York 10105; Fax: (212) 969-1193; Telephone (212) 969-6520. SCB Inc. SCB Partners Inc. By: /s/ Gerald M. Lieberman By: /s/ Gerald M. Lieberman ------------------------------- -------------------------------- Gerald M. Lieberman Gerald M. Lieberman Senior Vice President Senior Vice President 37 EX-99 11 y032007abhldinglp99w19.txt EXHIBIT 19 11 y032007abhldinglp99w19.txt Page 38 of 44 Pages Exhibit 19 AXA Financial, Inc. AXA Equitable Life Insurance Company 1290 Avenue of the Americas New York, New York 10104 Windy L. Lawrence Assistant Vice President and Counsel Law Department February 20, 2007 Mr. Gerald M. Lieberman c/o AllianceBernstein L.P. 1345 Avenue of the Americas New York, NY 10105 Dear Mr. Lieberman: Pursuant to Sections 2.1 and 2.4.2 of the Purchase Agreement dated as of June 20, 2000 (the "Purchase Agreement") by and among AllianceBernstein L.P. (formerly called Alliance Capital Management L.P.) ("Alliance"), AXA Financial, Inc. ("AXA Financial") and Sanford C. Bernstein Inc. relating to the purchase and sale of Buyer Units (except as otherwise stated, capitalized terms used herein shall have the same meaning as in the Purchase Agreement), AXA Financial hereby specifies Friday, February 23, 2007 as the Settlement Date for the purchase of the Buyer Units subject to the Exercise Notice to AXA Financial and Alliance from SCB Inc. and SCB Partners Inc., dated February 8, 2007, and hereby designates AXA Financial as the Designated Entity to purchase 8,160,000 Buyer Units subject to such Exercise Notice. In addition, please note that any notice you give under the Purchase Agreement to AXA Financial should be given to: Richard Dziadzio Executive Vice President and Chief Financial Officer 1290 Avenue of the Americas New York, NY 10104 Fax: (212) 314-2016 Tel: (212) 314-4306 with copies to: Kevin R. Byrne Senior Vice President and Chief Investment Officer and Treasurer 1290 Avenue of the Americas New York, NY 10104 Fax: (212) 707-1504 Tel: (212) 314-4081 and Stuart L. Faust Senior Vice President and Deputy General Counsel 1290 Avenue of the Americas New York, NY 10104 Fax: (212) 707-1900 Tel: (212) 314-3843 Please call me if you have any comments. Sincerely yours, /s/ Windy L. Lawrence ------------------------------- Windy L. Lawrence cc: Lawrence E. Cranch Adam Spilka Karen M. Applegate Kevin R. Byrne Stuart L. Faust 38 EX-99 12 y032007abhldinglp99w20.txt EXHIBIT 20 20 y032007abhldinglp99w20.txt Page 39 of 44 Pages Exhibit 20 EXECUTIVE OFFICERS AND DIRECTORS OF MONY LIFE INSURANCE COMPANY The names of the Directors and the names and titles of the Executive Officers of MONY Life Insurance Company ("MONY Life"), and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of MONY Life at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to MONY Life and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Leon B. Billis Executive Vice President and AXA Group Deputy Chief Information Officer Jennifer Blevins Executive Vice President * Bruce W. Calvert Executive Advisor to the Chief Executive 78 Pine Street Officer, AllianceBernstein Corporation New Canaan, CT 06840 * Henri de Castries (1) Chairman of the Management Board and Chief AXA Executive Officer, AXA; Chairman of 25, avenue Matignon the Board, AXA Financial, Inc. 75008 Paris, France * Christopher M. Condron President and Chief Executive Officer, AXA Financial, Inc.; Chairman of the Board, President and Chief Executive Officer, AXA Equitable Life Insurance Company, MONY Life Insurance Company and MONY Life Insurance Company of America; Member of the Management Board and member of the Executive Officer, AXA * Denis Duverne (1) Member of the Management Board and Chief AXA Financial Officer, AXA 25, avenue Matignon 75008 Paris, France Richard S. Dziadzio Executive Vice President and Chief Financial Officer Mary Beth Farrell Executive Vice President 39 Page 40 of 44 Pages Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Charlynn Goins Chairperson of the Board, 125 Worth St., Suite 519 New York City Health and Hospitals Corporation New York, NY 10013 (public hospital system) Barbara Goodstein Executive Vice President * Anthony J. Hamilton(2) Chairman, AXA UK plc (life and plc insurance); 5 Old Broad St. Member of the Supervisory Board, Audit Committee London, England EC2N 1AD and Compensation Committee, AXA * Nina Henderson Henderson Advisory Consulting (consulting firm) 425 East 86th St. Apt. 12C New York, NY 10028 * James F. Higgins Senior Advisor, Morgan Stanley (financial Morgan Stanley services) Harborside Financial Center Plaza Two, Second Floor Jersey City, NJ 07311 Robert S. Jones, Jr. Executive Vice President, Retail Distribution Andrew McMahon Executive Vice President Kevin Murray Executive Vice President and Chief Information Officer Charles A. Marino Executive Vice President and Chief Actuary * Scott D. Miller President, Six Sigma Academy; 8876 East Pinnacle Peak Rd Former Vice Chairman, Hyatt Hotels Corporation Suite 100 (hospitality) Scottsdale, Arizona 85255 * Joseph H. Moglia Chief Executive Officer, Ameritrade Holding Ameritrade Holding Corporation (online brokerage) Corporation 4211 South 102nd Street Omaha, Nebraska 68127 James A. Sherpherdson,III Executive Vice President Richard V. Silver Executive Vice President and General Counsel; Executive Vice President and General Counsel, AXA Financial, Inc., AXA Equitable Life Insurance Company and MONY Life Insurance Company of America * Lorie A. Slutsky President, The New York Cummunits Trust 909 Third Avenue (community foundation) New York, NY 10022 * Ezra Suleiman Professor of Politics, IBM Corwin Hall Professor of International Studies and Princeton, NJ 08544 Director, Program in European Studies, Princeton University, (education) * Peter J. Tobin Former Special Assistant to the President, 1 Briarwood Lane St. John's University (education) Denville, NJ 07834 - -------- * Director (1) Citizen of the Republic of France (2) Citizen of the United Kingdom 40 EX-99 13 y032007abhldinglp99w21.txt EXHIBIT 21 21 y032007abhldinglp99w21.txt Page 41 of 44 Pages Exhibit 21 EXECUTIVE OFFICERS AND DIRECTORS OF MONY LIFE INSURANCE COMPANY OF AMERICA The names of the Directors and the names and titles of the Executive Officers of MONY Life Insurance Company of America ("MLOA"), and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of MLOA at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to MLOA and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Leon B. Billis Executive Vice President and AXA Group Deputy Chief Information Officer Jennifer Blevins Executive Vice President * Bruce W. Calvert Executive Advisor to the Chief Executive 78 Pine Street Officer, AllianceBernstein Corporation New Canaan, CT 06840 * Henri de Castries (1) Chairman of the Management Board and Chief AXA Executive Officer, AXA; Chairman of 25, avenue Matignon the Board, AXA Financial, Inc. 75008 Paris, France * Christopher M. Condron President and Chief Executive Officer, AXA Financial, Inc.; Chairman of the Board, President and Chief Executive Officer, AXA Equitable Life Insurance Company, MONY Life Insurance Company and MONY Life Insurance Company of America; Member of the Management Board and member of the Executive Officer, AXA * Denis Duverne (1) Member of the Management Board and Chief AXA Financial Officer, AXA 25, avenue Matignon 75008 Paris, France Richard S.Dziadzio Executive Vice President and Chief Financial Officer Mary Beth Farrell Executive Vice President 41 Page 42 of 44 Pages Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Charlynn Goins Chairperson of the Board, 125 Worth St., Suite 519 New York City Health and Hospitals Corporation New York, NY 10013 (public hospital system) Barbara Goodstein Executive Vice President * Anthony J. Hamilton(2) Chairman, AXA UK plc (life and plc insurance); 5 Old Broad St. Member of the Supervisory Board, Audit Committee London, England EC2N 1AD and Compensation Committee, AXA * Nina Henderson Henderson Advisory Consulting (consulting firm) 425 East 86th St. Apt. 12C New York, NY 10028 * James F. Higgins Senior Advisor, Morgan Stanley (financial Morgan Stanley services) Harborside Financial Center Plaza Two, Second Floor Jersey City, NJ 07311 Robert S. Jones, Jr. Executive Vice President, Retail Distribution Andrew McMahon Executive Vice President Kevin Murray Executive Vice President and Chief Information Officer Charles A. Marino Executive Vice President and Chief Actuary * Scott D. Miller President, Six Sigma Academy; 8876 East Pinnacle Peak Rd Former Vice Chairman, Hyatt Hotels Corporation Suite 100 (hospitality) Scottsdale, Arizona 85255 * Joseph H. Moglia Chief Executive Officer, Ameritrade Holding Ameritrade Holding Corporation (online brokerage) Corporation 4211 South 102nd Street Omaha, Nebraska 68127 James A. Sherpherdson,III Executive Vice President Richard V. Silver Executive Vice President and General Counsel; Executive Vice President and General Counsel, AXA Financial, Inc., AXA Equitable Life Insurance Company and MONY Life Insurance Company of America * Lorie A. Slutsky President, The New York Cummunits Trust 909 Third Avenue (community foundation) New York, NY 10022 * Ezra Suleiman Professor of Politics, IBM Corwin Hall Professor of International Studies and Princeton, NJ 08544 Director, Program in European Studies, Princeton University, (education) * Peter J. Tobin Former Special Assistant to the President, 1 Briarwood Lane St. John's University (education) Denville, NJ 07834 - -------- * Director (1) Citizen of the Republic of France (2) Citizen of the United Kingdom 42 EX-99 14 y032007abhldinglp99w22.txt EXHIBIT 22 22 y032007abhldinglp99w22.txt Page 43 of 44 Pages Exhibit 22 EXECUTIVE OFFICERS AND DIRECTORS OF MONY HOLDINGS, LLC The names and titles of the Executive Officers of MONY Holdings,LLC ("MONY Holdings") and their business addresses and principal occupations are set forth below. If no address is given, the Executive Officer's business address is that of MONY Holdings at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to MONY Holdings and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Christopher M. Condron Chairman of the Board, President and Chief Executive Officer Richard S. Dziadzio Executive Vice President and Chief Financial Officer Richard V. Silver Executive Vice President and General Counsel 43 EX-99 15 y032007abhldinglp99w23.txt EXHIBIT 23 23 y032007abhldinglp99w23.txt Page 44 of 44 Pages Exhibit 23 Power of Attorney Denis Duverne, as a Voting Trustee (the "Trustee"), pursuant to the Amended and Restated Voting Trust Agreement dated as of May 12, 2002, by and among AXA, a societe anonyme organized under the laws of Republic of France, and the Voting Trustees identified therein, hereby constitutes and appoints each of Richard V. Silver, Stuart L. Faust, Alvin H. Fenichel and Allen J. Zabusky, acting singly, as the true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for the Trustee and in the name, place and stead of the Trustee, in any and all capacities in which he might or could act as Trustee, to execute for and on behalf of the Trustee, all Schedules 13D, Schedules 13G, Forms 13F, Forms 3, Forms 4 and Forms 5 as required by the Securities Exchange Act of 1934, as amended, and any and all amendments or successor filings thereto, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, the issuer and relevant stock exchanges (individually, each a "Beneficial Ownership Filing"). The Trustee hereby grants to such attorneys-in-fact and agents of the Trustee full power and authority to do and perform each and every act and thing requisite and necessary to be done with respect to executing and filing Beneficial Ownership Filings, as fully to all intents and purposes as the Trustee might or could and hereby ratifies and confirms all that said attorneys-in-fact and agents of the Trustee or their substitute or substitutes may lawfully do or cause to be done by virtue hereof. The undersigned acknowledges that the foregoing attorneys-in-fact and agents of the Trustee, in serving in such capacity at the request of the Trustee, are not assuming any of the Trustee's responsibilities to comply with Section 13(d), 13(f) and 16 of the Securities Exchange Act of 1934. The powers hereby conferred upon the said attorneys-in-fact and agents shall continue in force until notice of the revocation of this Power of Attorney has been received by the said attorneys-in-fact and agents of the Trustee. IN WITNESS WHEREOF, the undersigned has hereunto subscribed this Power of Attorney this 5th day of March, 2007. By: /s/ Denis Duverne Name: Denis Duverne Title: Voting Trustee 44 -----END PRIVACY-ENHANCED MESSAGE-----